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READ-AHEAD PACKAGE FOR
U.S. NAVAL WAR COLLEGE
Y2K CONSEQUENCE MANAGEMENT WORKSHOP (4 MARCH 99)
AT CNAC BOARDROOM, ALEXANDRIA VA



Year 2000 International Security Dimension Project
Dr. Thomas P.M. Barnett, Director
401.841.4053/barnettt@nwc.navy.mil



Contents



 
 

I. Description of workshop schedule and instructions
 
 

Thursday, 4 March 1999, CNAC Boardroom, 2nd Floor, 4401 Ford Avenue, Alexandria VA, 0800 to 1730

7:30 am
Check-in and continental breakfast at the CNAC Boardroom, The CNA Corporation; we will be collecting meal fee for both breakfast and buffet lunch ($12)

7:55 am
Welcoming remarks by VADM Arthur Cebrowski, President, U.S. Naval War College

8:00 am
Presentation by Dr. Michael Harrington, Director of The MITRE Corporation's "Y2KP International" project.

8:15 am
Presentation by Dr. Richard Landes, Director of Boston University's Center for Millennial Studies.

8:30 am
Presentation by Mr. John Osterholz, Director, Information Integration and Interoperability, Office of the Assistant Secretary of Defense for Command, Control, Communication and Intelligence (OASD C3I).

9:00 am
Project overview presentation by Dr. Thomas Barnett, Director, Year 2000 International Security Dimension Project, U.S. Naval War College (see "M-Curve" and "Scenario Dynamics" slides below for reference).
 
 

Slide: The M Curve of Opinion Leader Influence Over the Y2K Event


 
 

Slide: Y2K Scenario Dynamics Grid


 

10:00 am
Break

10:15 am
Introduction to GroupSystems by Prof. Theo Gemelas (i.e., familiarizing everyone with their individual laptops and how they connect to the main server that runs the facilitation software).
INSTRUCTIONS:  We'll run you through a short drill to make sure you know how to input material, review the input of others, comment on the input of others, keep a notepad for commentary, and cast votes.
 
 

WORKSHOP SESSION I--THE MANIA/COUNTDOWN PHASES

10:30 am
Scenario phase orientation brief by Dr. Barnett (see Scenario Dynamics Grid above for reference)

10:45 am
GroupSystems session--Group feedback on "Policy Do's and Don'ts" for Mania and Countdown Phases (see read-ahead material below for preview of "Do's and Don'ts" by Scenario Phase)
INSTRUCTIONS:  We'll ask you to offer commentary via your individual laptop regarding our list of policy "do's and don'ts" for these two phases.  These ideas were culled from the January scenario-dynamics workshop using regional experts.

11:00 am
Open discussion section on Mania and Countdown Phases--Key issues for Regional CINCs in Consequence Management Strategies

11:45 am
GroupSystems session--group feedback on draft list of mission-related issue-areas for Regional CINCS (to be presented at beginning of discussion session)
INSTRUCTIONS:  We'll ask you to offer commentary via your individual laptop regarding our draft list of planning focal points for Regional CINCs as they look ahead to consequence management of the Y2K event and related experiences.  In effect, we'll be asking you to offer unsolicited advice to the CINC from whatever area of expertise you can offer.

12:00 noon
Buffet Lunch (covered by meal fee)
 
 

WORKSHOP SESSION II--THE ONSET/UNFOLDING PHASES

12:30 pm
Scenario phase orientation brief by Dr. Barnett

12:45 pm
GroupSystems session--Group feedback on "Policy Do's and Don'ts" for Onset and Unfolding Phases

1:00 pm
Open discussion section on Onset and Unfolding Phases--Key issues for Regional CINCs in Consequence Management Strategies

1:45 pm
GroupSystems session--group feedback on draft list of mission-related issue-areas for Regional CINCS

2:00 pm
Break
 
 

WORKSHOP SESSION III--THE PEAK/EXIT PHASES

2:15 pm
Scenario phase orientation brief by Dr. Barnett

2:30 pm
GroupSystems session--Group feedback on "Policy Do's and Don'ts" for Peak and Exit Phases

2:45 pm
Open discussion section on Peak and Exit Phases--Key issues for Regional CINCs in Consequence Management Strategies

3:30 pm
GroupSystems session--group feedback on draft list of mission-related issue-areas for Regional CINCS

3:45 pm
Break
 
 

WORKSHOP SESSION IV--WILDCARD DANGERS & KEY COUNTRIES BY REGION

4:00 pm
GroupSystems session--Group Brainstorming on potential security wildcards and key "at-risk" countries by region

4:15 pm
Open discussion section on potential security wildcards and key "at-risk" countries by region

5:00 pm
Final comments by workshop participants

5:30 pm
Adjournment NLT


II. Read-Ahead Materials: Policy "Do’s and Don’ts" from GroupSystems inputs received at January Scenario-Dynamics Workshop

EXPLANATORY NOTE:  These ideas were culled from approximately two dozen regional experts who were asked to imagine themselves responding to an email from their "old friend," a close political adviser to the President of Country X (their choice), in which this friend asks them what kind of advice he or she could offer the leader regarding this phase of the Y2K experience.
 
 

Mania Phase


 

Countdown Phase

Onset Phase

Unfolding Phase

Peak Phase

Exit Phase

Malevolent Acts Some Might Perpetrate Under Cover of Y2K

Possible Defenses Against Such Malevolent Acts

Regional Insights--Latin America

Regional Insights--Europe & Russia

Regional Insights--SW/S/Central Asia

Regional Insights--East Asia

Regional Insights--Africa



 III. Short Bios of Participants and Project Members



 
 

Workshop Participants

Cdr. Charles Adams, U.S. Coast Guard
Cdr. Adams serves as Y2K Liaison Officer for the Coast Guard.

Ken Alnwick
Mr. Alnwick serves as a private contractor on the Table Top Exercise series coordinated out of the Office of  the Assistant Secretary of Defense for Command, Control, Communications and Intelligence (OASD C3I).  He is employed by Kapos Associates.

Capt. Joe Bouchard, U.S. Navy
National Security Council, White House.

R. James Caverly
Jim Caverly is currently in the Office of Science and Technology Policy at the Department of Energy (DOE).  He has been with the Department and its predecessor agencies for over 20 years, working on a broad range of energy-related issues including energy security, domestic energy supply, nuclear safeguards and security, energy emergency response, and national security.  He is a graduate of the University of Notre Dame and the Naval War College and served for three years as the DOE Chair on the faculty of the Industrial College of the Armed Forces (ICAF).

VADM Arthur K. Cebrowski, U.S. Navy
Vice Admiral Cebrowski became the 47th President, Naval War College in July 1998.  He had previously served as Director, Navy Space, Information Warfare, Command and Control (N6).  Vice Admiral Cebrowski has commanded Fighter Squadron 41 and Carrier Air Wing EIGHT, both embarked in USS NIMITZ (CVN 68).  He later commanded the assault ship USS GUAM (LPH 9).  During Operation Desert Storm, he commanded the aircraft carrier USS MIDWAY (CV 41).  Following promotion to flag rank, he became Commander, Carrier Group SIX and Commander, AMERICA Battle Group.  In addition to combat deployments to Vietnam and the Persian Gulf, he has deployed in support of United Nations operations in Iraq, Somalia and Bosnia.  Vice Admiral Cebrowski holds a Bachelor of Science degree in Mathematics from Villanova University and a Master of Science Degree in Computer Systems Management from the Naval Postgraduate School, Monterey, CA.

Edward A. Deagle, Jr.
Dr. Deagle is Chairman of Potomac Finishing Company, his wholly-owned business consulting firm.  He is a business executive with broad and varied experience in public and private management, public policy and technology.  He has served in a variety of positions in government, most recently as Assistant to the Secretary of Defense.  He has held a variety of executive positions in Hughes Aircraft Company and SRA International.  Mr. Deagle holds a BS in Engineering from the U.S. Military Academy, and an MPA and PhD in Economics from Harvard University.

Lt. Col. Bill Finehout, U.S. Army
Conventional War Plans, J7, Joint Staff.

Jeff Gaynor
Mr. Gaynor serves in the Office of the Assistant Secretary of Defense for Command, Control, Communications and Intelligence (OASD C3I).  He is currently the Director of Y2K Operations there.

Capt. Bill Gravell, U.S. Navy
Capt. Gravell currently serves on the Chief of Naval Operations' Executive Panel.

Michael B. Harrington
Dr. Harrington currently serves as Principal Information Technology Economist at the Economic and Decision Analysis Center of The MITRE Corporation's Washington C3 Center.  Dr. Harrington has played a principal technical and/or managerial role in research projects conducted for a variety of federal agencies.  At this time, Dr. Harrington leads a project that involves examining the efforts in key countries and infrastructural sectors to carry out Y2K remediation programs, assessing the probable impact on US interests of possible failures in these efforts.  He has an MS (Econometrics) and PhD. (Systems Analysis) in Public Management from the University of California at Irvine.

Paul B. Kourtz
Mr. Kourtz is currently a Senior Analyst specializing in telecommunications technologies and the Year 2000 Problem for the U.S. Office of Transnational Issues.  His career in technical analysis spans more than three decades, during which time Mr. Kourtz has been involved in the design and deployment of technical collection systems, and the analysis of naval and space weapons systems, electronic warfare systems, dual-use technologies, and Command, Control, Communications and Intelligence (C3I).  He has also served as a representative to the Strategic Defense Initiative Organization.

Richard A. Landes
Prof. Landes holds a position in the Department of History at Boston University, and has served as Director of the Center for Millennial Studies since he founded it in 1996.  He has written widely on the subject of medieval history, millennial and apocalyptic movements, and the coming millennial event.  At the Center for Millennial Studies, he has organized and led a number of conferences on the Year 2000, including one of the first on Y2K.  Dr. Landes has also made a number of national media appearances related to these subjects.  He has a BA in Social Studies from Harvard University, a diploma from the Ecole Normale Superieure, and an MA and PhD in History from Princeton University.

Jennifer A. Lee
Ms. Lee grew up in a military family and spend much of her youth stationed overseas, as well as in the U.S.  After graduating from Rhodes College with a BA in Spanish and Economics, she moved to the Washington DC area where she worked for Mack McLarty, former Counselor to the President of the United States and Special Envoy for Latin America.  Ms. Lee received her MS in Foreign Service from Georgetown University.  She recently joined the U.S. State Department and has been assigned to the Bureau of Economic and Business Affairs on Latin America, focusing her attention on Columbia.

Maureen Lischke
Ms. Lischke is an administrator with the U.S. National Guard.

Frank C. Mahncke
Mr. Mahncke is the Chief Analyst for the Strategic and Technology Initiatives Directorate of the Joint Warfare Assessment Center of the U.S. Department of Defense.  In this capacity, he has developed programs in campaign analyses, methodology research and development, and emerging defense issues.  In previous government service, Mr. Mahncke served as Science Advisor to the Commander of the Atlantic Fleet and Head of the Systems Analysis Branch of the Naval Surface Warfare Center.  He has a BA in Mathematics from Bowdoin College, an MPA in Operations Research from American University, and a graduate degree from the U.S. Naval War College.

James Melnick
Y2K Planning Cell, J2, Joint Staff.

John Osterholz
Mr. Osterholz serves as Director, Information Integration and Interoperability in the Office of the Assistant Secretary of Defense for Command, Control, Communications and Intelligence (OASD C3I).  He is currently directing the Table Top Exercise series for the Defense Department on Y2K.

Daniel Pipes
Dr. Pipes is Editor of the Middle East Quarterly and Senior Lecturer at the University of Pennsylvania.  He has also taught at the University of Chicago, Harvard University, and the U.S. Naval War College.  Dr. Pipes previously served in the U.S. Departments of State and Defense, as well as Director of the Foreign Policy Research Institute.  He has appeared frequently on U.S. television, and has testified before several U.S. Senate and House committees.  Dr. Pipes has written ten books, most of which focus on the Middle East.  His last volume, Conspiracy: How the Paranoid Style Flourishes, and Where It Comes From (1997) establishes the importance of conspiracy theories in modern European and American politics.  He has a BA and PhD in History from Harvard University.

Olen Sisson
Mr. Sisson is a senior analyst in the Department of the Navy.

RADM John F. Sigler
Director of Strategic Plans and Policy (J5), U.S. Central Command.

Paul S. Triolo
Mr. Triolo brings both technical and humanities experience to analysis of the Y2K problem.  He graduated from Penn State in 1982 with a degree in Electrical Engineering.  After working in industry, he returned to school and received an MA in International Relations from Catholic University. Mr. Triolo, who speaks and reads Chinese, worked in China as an English teacher before and during the Tiananmen events of 1989.  Since joining the U.S. State Department in 1991, he has focused on Asia and China.  During his most recent overseas tour, he served in the U.S. Embassy in Beijing from 1995-97 in the Economics Section.  Since his return to Washington, he has continued to follow developments in China's IT sector in the Department's Bureau of Economic and Business Affairs.

Mitzi Wertheim
Ms. Wertheim is a seasoned organizational change manager for large-scale government and industry organizations, as well as not-for-profit organizations.  She specializes in developing effective organizational responses to challenges and opportunities presented by rapid technologcial, market, and cultural developments.  Ms. Wertheim learned and exercised these skills in a series of senior executive assignments in private industry (e.g., IBM and SRA International), and in the Department of Defense (Department of Navy, Office of the Secretary of Defense).  Before that, she held responsible positions with the Cafritz Foundation and the Peace Corps in Washington DC.  She is now with The CNA Corporation, a Defense Department think tank located in Alexandria Virginia.

Robert S. Wood
Dr. Wood is the Dean of the Center for Naval Warfare Studies, a focal point of strategic analysis and gaming in the naval service.  He holds the Chester W. Nimitz Chair of National Security and Foreign Affairs at the U.S. Naval War College and has twice served as Director of the Chief of Naval Operations' Strategic Studies Group.  He consults regularly with the National Security Council and the Office of the Secretary of Defense. A Phi Beta Kappa graduate in History from Stanford University, he earned his A.M. and Ph.D. in Political Science from Harvard University, where he also served on the faculty.
 
 

Year 2000 Internat'l Security Dimension Project Members

Thomas P.M. Barnett
Dr. Barnett is Professor and Senior Strategic Researcher at the Decision Support Department of the Center for Naval Warfare Studies.  He currently directs the Year 2000 International Security Dimension Project.  Prior to joining the College, he served as Project Director for The CNA Corporation of Alexandria, Virginia, where he managed the U.S. Agency for International Development account.  His most recent work, "The Seven Deadly Sins of Network-Centric Warfare," appeared in the January 1999 issue of the U.S. Naval Institute's Proceedings.  He has a BA in Russian Literature and U.S. Foreign Policy from the University of Wisconsin, and an MA in Eurasian Studies and a PhD in Government from Harvard University.

Lawrence E. Modisett
Dr. Modisett is Director of the Decision Support Department of the Center for Naval Warfare Studies.  In this capacity he oversees and participates in a wide variety of national security studies.  Dr. Modisett's fields of expertise include international affairs, national security issues, and Russia and Eastern Europe.  His prior government service includes a 19-year career as Analyst and Manager at the Central Intelligence Agency, and a three-year stint in the U.S. Information Agency as a member of the Foreign Service.  He has a BA in English from Ohio Wesleyan University, and an MS in Foreign Service and a PhD in History from Georgetown University.

Theophilos Gemelas
Mr. Gemelas is currently an Associate Professor with the Decision Support Department, Center for Naval Warfare Studies (CNWS), US Naval War College. He is dual-hatted with both research and technical responsibilities. As a researcher he develops and markets research proposals, develops research designs, directs projects, and facilitates meetings through the use of group collaboration technology and decision science tools. He presently serves as project manager supporting the Commander in Chief, U.S. Naval Forces, Europe in research to enhance theater engagement strategy. He also manages the CNWS web page development project and serves as information technology advisor to the Dean, CNWS.

Bradd C. Hayes
Professor Bradd C. Hayes is a Senior Strategic Researcher in the Decision Support Department of the Center for Naval Warfare Studies, US Naval War College. He has been a member of the Naval War College faculty since August 1992, serving from August 1992 to July 1996 as Assistant Director of the Strategic Research Department while on active duty as a Captain in the US Navy. Prior to assuming that position, he was the Strategy and Policy Officer for the Commander in Chief, US Naval Forces Europe, in London, from 1989 to 1992. Previous appointments included command of Helicopter Anti-Submarine Squadron Six aboard USS Enterprise (1988-89), followed by a tour as a Federal Executive Fellow with the RAND Corporation in Santa Monica, CA, which culminated with the publication of a RAND Note entitled, Naval Rules of Engagement: Management Tools for Crisis.
 


IV. Web Sites You Can Check Out on Y2K


V. Additional Administrative Details/Directions




 

Go Back to Y2K Project's Documents List