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The Seven Deadly
Sins of Network-Centric Warfare
by
Thomas P.M. Barnett
COPYRIGHT: The U.S. Naval
Institute, 1999 (January issue, pp. 36-39); reprinted with
permission
Most of us . . .
read Vice Admiral Art Cebrowski's seminal 1998 Proceedings
article on network-centric warfare (NCW), and if some detected a
confidence too bold, that is only to be expected. Visions of the
future invariably rankle, especially when they seem inevitable.
Quoting Liddell Hart, "The only thing harder than getting a new idea
into the military is getting an old one out," Admiral
Cebrowski and coauthor John Garstka threw down the gauntlet and
dared anyone to prove them wrong.
Would that I could, but the best I can muster is a devil's
advocate take on what I see as network-centric warfare's seven
deadly sins. Note that I don't say "mortal sins." As with any
transgression, penance can be made.
NCW Longs for an Enemy Worthy
of Its Technological Prowess
If absence makes the heart grow fonder, network-centric warfare
is in for a lot of heartbreak, because I doubt we will ever
encounter an enemy to match its grand assumptions regarding a
revolution in military affairs. The United States currently spends
more on its information technology than all but a couple of great
powers spend on their entire militaries. In a world where rogue
nations typically spend around $5 billion a year on defense, NCW is
a path down which only the U.S. military can tread.
Meanwhile, our relatively rich allies fret about keeping up,
wondering aloud about a day when they won't be able even to
communicate with us. These states barely can afford the shrinking
force structures they now possess, and if network-centric warfare
demands the tremendous pre-conflict investments in data processing
that I suspect it does, then the future of coalition warfare looks
bleak indeed. Not only will our allies have little to contribute to
this come-as-you-are party, they won't even be able to track the
course of the "conversation."
As for potential peer competitors, forget about it—and I am not
just talking money. I am a great believer in the "QWERTY effect,"
by which technological pathways are locked in by market victories of
one standard over another.[1]
No one would argue against the notion that the United States is
QWERTY Central, or that our military feeds off that creativity. So
the reality facing, any potential enemy is that he either has to get
in line behind our QWERTY dominance or satisfy himself with
chintzy knockoffs from our far-distant past. So when Iran gets
itself some North Korean missile technology, let's remember that it
is only a poor copy of old Chinese technology, which is a poor copy
of old Soviet technology, which is a poor derivative of old Nazi-era
German technology—and, as everyone knows, our German scientists were
better than their German scientists! This is why proliferation is
always a lot slower than suggested by too many hyperbolic experts.
Once you get past the potential peer competitors, you are
entering the universe of smaller, rogue enemies that many security
experts claim will be able to adapt all this information technology
into a plethora of brilliant asymmetric responses—the Radio Shack
scenario. Frankly, it stretches my imagination to the limit to
conjure up seriously destabilizing threats from resource-poor, small
states, unless we let our lust for a bygone era distort our
preparations for a far different future.
NCW Slows the U.S. Military's
Adaptation to a MOOTW World
Military operations other than war (MOOTWs) are the closest
thinly to a sure-bet future the U.S. military faces right now, and
network-centric warfare does not yet answer that mail. Beyond the
affordability issues, there is the larger question of what
"networked" should mean for the U.S. military: Wiring-up among
ourselves? Or wiring ourselves up more to the world outside?
This is not an esoteric question for naval forces, because I see
a future in which the establishment of, and support to, information
networks is the crucial U.S. naval product delivered overseas to
internal crises, where confusion, complexity, and chaos are the
norm. We are far more likely to be called on to be the deliverers
of clarity and context than sowers of blindness and vertigo, and we
are far more likely to be asked to settle down all sides in a
conflict than to decimate one particular side. This is where NCW's
"lock-out" phraseology misleads: we will be interested in opening up
pathways to resolution, not closing down pathways of conflict. That
reality speaks to non-lethal approaches, reversible effects, and
keeping open the channels of communication.
Increasingly, naval forces will be called on to serve as a "node
connector," rather than a "node destroyer." I am talking not only
about bringing crisis-involved regions back on line, but also about
the military acting as Network Central for the wide array of U.S.
and international agencies that populate any U.S.-led response to
complex humanitarian emergencies. Just as important as our ability
to talk among ourselves during, the generation and coordination of
large-scale violence will be our ability to generate and coordinate
the conversations of many outsiders in the prevention of small-scale
violence.
Correctly focused, network-centric warfare would allow the U.S.
military to come into any crisis situation and establish an
information umbrella to boost the transparency of everyone's
actions. Incorrectly focused, it might hamstring us along the lines
of the Vietnam War. In sum, NCW's quest for information dominance
is self-limiting in an era that will see the U.S. military far less
involved in network wars than in mucking around where the network is
not.
NCW Favors the Many and Cheap;
the U.S. Military Prefers the Few and Costly
Many experts rightly claim that network-centric warfare is
nothing new as far as the U.S. Navy is concerned. By its nature,
our worldwide, blue-water Navy always has been a networking
environment. Of all the major services, it should find the onset of
NCW least discombobulating. But it is no secret to anyone who has
followed Navy force structure decision making this decade that we
consistently have sacrificed ship numbers to technology, even as we
decry the resulting stress on operational tempo and global presence.
What we are ending up with is a Navy poorly situated for an NCW
era in which the network's crucial strength is its flexibility to
degrade gracefully. Some point out that cruise missiles and
unmanned aerial vehicles are good fixes because they allow surface
combatants to operate in a standoff mode. But the future fleet
cannot consist of a dozen huge platforms sitting in the middle of
the ocean remotely directing operations because we as a country
cannot risk losing any of these hyper-tech behemoths. NCW's bottom
line must be that no node can be worth more than the connectivity it
provides.
Because we are far more likely to encounter targets of influence
operating in the "few and cheap" paradigm, what we should bring to
the table are "the many" as opposed to "the costly." Why? The
few-and-costly approach puts us in no-win situations, where our
entry into crises is self-limited by our tendency—and our opponent's
knowledge of that tendency—to treat the loss of any significant
network node as grounds for one of two equally bad pathways:
escalation or withdrawal. Because our interests typically are
limited, escalation usually is the last thing we want. But because
the world values our Leviathan-like role as global force of first
response and last resort, a pattern of withdrawals over relatively
small losses costs us dearly over the long run. A superpower navy
too valuable to risk force structure losses is not one worth
having. Does that mean we risk more lives? Only if we insist that
the U.S. Navy primarily is about projecting destructive power
ashore.
NCW's Lock-Out Strategies
Resurrect Old Myths about Strategic Bombing
Ever since Giulio Douhet's Command of the Air (1921), we
have heard that massed effects against an enemy's centers of gravity
can lead swiftly to bloodless victory. And every war since then has
seen this theory's vigorous application and subsequent refutation.
Yet the notion persists and now finds new life in network-centric's
"lock-out" strategy. Whether NCW's proponents admit it or not, what
lies at the core of this strategy is the spurious notion that
punishment equals control.
Can we, by destroying our enemy's information technology
"village," somehow save it? I think not.
First, one man's information warfare is another man's
international terrorism. If any hostile power tried even a smidgen
of what we propose to do en masse via NCW, we would be
hurling all sorts of war crimes accusations. The collateral damage
associated with this "information technology decapitation" strategy
simply is too complex to control from afar. Who dies? Society's
weakest and most vulnerable. Unless we are talking total war or
some antiseptic battlefield out in the middle of nowhere, we need to
own up to the reality that such massed effects are closer to weapons
of mass destruction than we care to admit.
Second, our bomb-damage assessment capabilities are nowhere near
capable enough to measure the massed effects of NCW's souped-up
brand of information warfare. Some assume that the smaller a
society's information technology quotient, the greater our ability
to understand the impact of information warfare. But in my mind,
less information technology equals greater social capacity for
low-tech work-arounds that either negate or complicate information
warfare immeasurably.
Third, while bowing to complexity theory, NCW adherents toss it
out the window once they rhapsodize about lock-out strategies.
Somehow, our mastery of our enemy's complexity will translate into a
capacity to steer his actions down one path or another, despite the
fact that NCW's game plan includes large amounts of irreversible
impact. What we may well end up with in some blossoming conflict is
a "dialogue of the deaf" that precludes effective communication with
the other side concerning conflict resolution or—more
important—avoidance of unnecessary escalation. And when that
happens, we may wonder which side really had its pathways locked
out.
Fourth, NCW is guilty of mirror imaging: we theorize about our
own information technology vulnerability and then assume it is the
same for others. In reality, our distributed society is far
stronger than we realize. In truth, is there any other country in
the world where you would prefer to live through a natural
disaster? As for less-advanced countries, our arrogant assumptions
about their limited work-around capacity say more about us than
about them.
Fifth, to the extent that network-centric's immense capabilities
can be harnessed to a lock-out strategy, the military needs to
relate better to the universe of relevant data and subject-matter
experts outside the usual realm of political-military thinking. We
do not possess the decision-assessment tools at this point to steer
an opponent via information dominance.
NCW's Speed-of-Command
Philosophy Can Push Us into Shooting First and Asking Questions
Later
The unspoken assumption concerning speed of command seems to be
that because we receive and process data faster, we have to act on
it faster. Not surprisingly, this virtuous circle can turn vicious
rather quickly if commanders allow themselves to become slaves to
their own computers, which essentially are dumb machines that count
incredibly fast. Rushing to bad judgment is the danger.
Most worrisome are network-centric's assumptions concerning
getting inside the enemy's decision loop. This makes sense as a
goal, but the real focus should be on what we do once inside, not
just on the blind pursuit of faster response times. Why? We always
are talking about potential enemies with less advanced information
technology architectures, so the potential for miscommunication and
misperception is huge. We may find ourselves acting so rapidly
within our enemy's decision loop that we largely are prompting and
responding to our own signals, which our beleaguered target cannot
process. In short, we could end up like Pavlov's dog, ringing his
own bell and wondering why he's salivating so much.
It takes two to tango, so, yes, we want sufficient speed of
command to get inside our opponent's decision loop, but too much
speed turns what we hope is a stimulus-response interaction into a
self-stimulating frenzy. The potential irony is telling:
- We rapidly fire signals to a target of influence, who does
not pick them up, in part because of the strategic blindness we
have inflicted on him.
- Our target’s lack of response is interpreted as signifying
"X" intent.
- We respond to perceived intent "X" with signal "Y," which
also is missed by our target, who, perhaps, is just getting a
grip on earlier signals.
- Our target's response "Z" seems incomprehensible, or we
assume it is a rejection of sorts to our previous signals.
- Before you know it, we are way beyond "Z" and into some
uncharted territory, but we are making incredible time!
The networked organization's great advantage is that the processing
and distribution of data are sped up considerably. What this should
translate into is increased time for analysis and contemplation of
appropriate response, not a knee-jerk ratcheting down of response
time. The goal is not to shorten our decision-making loop, but to
lengthen it, and, by doing so, improve it. Otherwise, all we are
doing is generating two suboptimal decisions to his one.
Now, some will declare that the enemy's decision loop is being
shortened by his increasingly rapid incorporation of information
technology into his command-and-control architecture. But this
Chicken Little approach misleads: yes, he will improve his
decision-loop timelines constantly, and so should we. But the point
is not to engage in some never-ending speed race with our own
worst-case fears, but rather to concentrate NCW on how best to
exploit the delta between our loop time and his. Speed is not the
essence here, only the means to an end. Forget that and you might
as well be acting in anger.
NCW Covets the Business World's
Self-Synchronization
There is no defense establishment more concerned with everyone
singing off the same sheet of music than the U.S. military. Why?
No military in the world seeks to decentralize crucial
decision-making power as much. It is both our calling card and our
greatest weapon—our operational flexibility. So if any military
will adapt itself to NCW's ambitious goal of self-synchronization,
it will be us, though we are not likely to reach the ideal state of
affairs desired by network-centric warfare, which I believe seeks a
dangerous slimming down of the observe-orient-decide-act (OODA)
loop.
The implied goal of self-synchronization is that information
technology will facilitate such a rapid movement of information as
to obviate the time requirements of the "00" portion, allowing
commanders to exploit speed of command. But in my mind, NCW's
capacity to collapse timelines for the processing of operational
data should lengthen the observe and orient portions of the loop,
not encourage their virtual disappearance by outsourcing that
cognitive function to silicon units. During the Cold War, a sort of
"DADA loop" was forced on the U.S. military by certain
bolt-from-the-blue warfighting scenarios involving the Soviet
Union. But I am hard-pressed to envision post-Cold War scenarios
where the U.S. military should be encouraged to deemphasize the
rational thinking that must periodically interrupt whatever courses
of action our commanders in the field are empowered to pursue.
NCW's envy for the business world's market-responsive notion of
self-synchronization is understandable, for there are few things in
this world as complex as a major military operation. But this envy
is misplaced; we create governments to deal precisely with those
thorny aspects of social life that we do not trust private firms to
manage under the ultimate self-synchronizing motivation known as
profit seeking. And among the thorniest aspects are those we
reserve for the military, entrusted as it is with the assets that
generate big violence.
In addition, the crisis scenarios the U.S. military faces grow
ever more ambiguous as far as U.S. national interests are
concerned. Other than a rerun of Desert Storm, I don't see any
crises where the United States would be well served by its military
focusing on self-synchronization. A MOOTW world should encourage
greater externally focused networking. So even if the U.S.
military could achieve self-synchronization, neither the likely
scenarios nor the partners we engage in them are well suited to this
slam-bang approach. In fact, in many MOOTW scenarios, it is the
military that should use its mighty information technology power to
generate the "00" portion of the decision loop for others who
ultimately will take the lead in deciding and acting.
NCW's Common Operating
PictureCould Lead to Information Overload
The term "common operating picture" is apt for network-centric's
vision of all players at all levels working off the same mental
model. There is little doubt that computer-mediated visual
presentations will shape much of the commander's perception of
operational realities. That, in and of itself, is not new.
What is new is the potential for inundating all participants with
an ever-increasing flow of data masquerading as information because
it has been slickly packaged within the common operating picture.
The danger lies in the picture's collapsing all participants'
perceptions of what is tactical versus operational versus strategic,
and, by doing so, creating strong incentives for all to engage in
information overload in an attempt to maintain their bearings in
this overly ambitious big picture. In sum, I am concerned that the
push for speed of command and self-synchronization will drive all
participants to an over-reliance on the common operating picture as
a shared reality that is neither shared nor real.
The common operating picture cannot really be shared in the sense
that ownership will remain a top-down affair. What is scary about
NCW's ambition is the strain it may put on commanders at various
levels to integrate the commander's intent from all other commanders
and not just up the chain of command. NCW promises to flatten
hierarchies, but the grave nature of military operations may push
too many commanders into becoming control freaks, fed by an almost
unlimited data flow. In the end, the quest for sharing may prove
more disintegrating than integrating.
The infusion of information technology into hierarchical
organizations typically reduces the traditional asymmetries of
information that define superior-subordinate relationships. Taken
in this light, the common operating picture is an attempt by
military leaders to retain the high ground of command prerogative—a
sort of nonstop internal spin control by commanders on what is
necessarily a constantly breaking story among all participants,
given their access to information that previously remained under the
near-exclusive purview of superior officers.
That gets me to the question of the common operating picture's
"realness," for it suggests that the picture will be less a raw
representation of operational reality than a command-manipulated
virtual reality. At worst, I envisage command staff engaging in a
heavy-handed enforcement of commander's intent, all in the name of
shaping and protecting the common operating picture.
The temptation of information gluttony always will be with NCW.
Salvation lies in the concept of information sufficiency by level of
command.
* *
*
I seek not to praise network-centric warfare, nor to bury it. To
the extent that NCW marries the military to a networking paradigm,
it moves America's defense establishment toward a future I view as
inevitable. However, focusing NCW on the application of large-scale
violence, or past wars, is a mistake—especially for naval forces. On
a global scale, both organized violence and defense spending have
migrated below the level of nation-states. For our military to
remain relevant, it must reach out to that subnational environment.
Networking is the answer, but it needs to be focused outwardly.
This was the natural role of naval forces in U.S. history. It can
be again, but only if the Navy frees itself from its Pacific War
past and pointless competition with the Air Force in power
projection.
[1]
QWERTY refers to the first six letters on the upper left of the
typewriter keyboard. This layout was adopted in the 19th century to
minimize jamming of mechanical striking arms. It quickly became the
universal standard and remains so to this day, despite being less
efficient than other designs.
Dr. Barnett holds an
appointment as Professor and Senior Decision Researcher at the
Decision Support Department, Center for Naval Warfare Studies, U.S.
Naval War College. This article is adapted from an essay he wrote
for the Center for Naval Analyses, where he served on the Research
Staff from 1990 to 1998. Dr. Barnett holds a Ph.D. in Government
from Harvard University. He would like to thank the following
individuals for their comments on earlier drafts: Jack Batzler,
Lyntis Beard, Gary Federici, Hank Gaffney, Bradd Hayes, Lawrence
Modisett, Hank Kamradt, Rob Odell, Pat Pentland, and Mike McDevitt. |